APPENDIX - 2P (i)(a)

FORMAT OF IMPORT CERTIFICATE UNDER INDO US MEMORANDUM

No. DGFT ………/20..

GOVERNMENT OF INDIA
Import Certificate

1. Importer (Name & Address with IEC Number ):

2. Exporter (Name & Address):

3. Details of Items being imported:

Description of ITC(HS)/ Quantity Value

Goods ECCN
Code*

* Export Control Classification Number of the item under US Department of Commerce

Regulations (ECCN) in case the item of import falls under CC/ RS as per Appendice
2P(iia)/(iib)

4. The importer has submitted:

I. the Bill of Lading No......................dated ...................indicating the port of USA as

......................................
II. the legal undertaking that the said goods will not be exported/alienated.

5. It is certified that the importer named above has further undertaken:

I. To import the item into India and not to redirect it or any part thereof, to another
destination before its arrival in India.
II. Not to export the item or any part thereof without the written permission of the
Certificate Issuing Authority.
III. To abide by actual user condition, i.e., not to re-transfer within India the item(s)
specified in this Certificate without the written approval of the Certificate Issuing
Authority

Date…………..
Signature…………………………
Seal:
Designation……………………..

NB: This import certificate is not a substitute for import licence in respect of the items
mentioned as restricted under ITC (HS) and an import licence, in addition to this Certificate, will
have to be obtained, wherever required for such items.
 APPENDIX 2P(i)(b)
FORMAT OF EXPORT CERTIFICATE UNDER INDO-US MEMORANDUM
No. DGFT ………/201

GOVERNMENT OF INDIA
Export Certificate

1. Exporter (Name & Address with IEC number):

2. Importer in third country (Name & Address):

3. Export Order No ......................dated ...................

4. Details of items being exported:

Description of *ECCN Quantity Value Bill of entry No & date ITC(HS) code, if
Goods Code by which import was available/applicable.
made

* Export Control Classification Number of the item under US Department of Commerce

Regulations (ECCN) in case the item of export is under CC/ RS list as per Appendice 2P(iia)/(iib)

5. It is certified that the above Exporter has submitted that:

I. The above goods were imported from ...................USA under due permission from DGFT vide
Import Certificate No:.................. dated.................................

II. The above goods are being exported to ...........................................................(consignee in third

country) in .....................(country’s name)

III. The subject goods will not be utilised for non-civilian purposes.

Date…………..

Signature…………………………
Seal
Designation……………………..

NB: This export certificate is not a substitute for Export Licence in respect of the items mentioned as restricted under
ITC(HS) and an Export licence, in addition to this Certificate, will have to be obtained wherever required for such
items.
 Appendix 2P(ii)(a)
UNILATERAL “CRIME CONTROLLED” ITEMS ON THE
U.S. DEPARTMENT OF COMMERCE CONTROL LIST

S. No. CC Description
ECCNs

1. 0A978 Law enforcement striking weapons, including saps, police batons, side handle batons,
tonfas, sjamboks, and whips

2. 0A979 Police Helmets, Shields

3. 0A981 Equipment designed for the execution of human beings

4. 0A982 Restraint Devices

5. 0E982 Technology for Restraint Devices and discharge type arms

6. 0A983 Specially Designed Implements of Torture

7. 0A984 Shotguns

8. 0E984 Technology for Shotguns

9. 0A985 Discharge Type Arms

10. 0A987 Optical Sighting Devices

11. 1A984 Chemical Agents, Tear Gas

12. 1A985 Fingerprinting Powders, Dyes, Inks

13. 3A980 Voice Print Identification equipment

14. 3A981 Polygraphs, Fingerprints Analyzers

15. 3D980 Software for Voice Print ID

16. 3E980 Technology for Voice Print ID

17. 4A003 Digital Computers for computerised finger-print equipment

18. 4A980 Computers for Fingerprint equipment

19. 4D001 Software for Digital Computers controlled by 4A003

20. 4E001 Technology for Digital Computers controlled by 4A003

21. 4D980 Software for 4A980 Fingerprint Computers

22. 4E980 Technology for Computer for Fingerprint

23. 6A002.c. Police-Model Infrared Viewers

24. 6E001 Technology for Police Viewer development

25. 6E002 Technology for Police View Production

26. 9A980 Mobile Crime Labs

Appendix 2P(ii)(b)
UNILATERAL “REGIONAL SECURITY” CONTROLLED ITEMS ON THE
U.S. DEPARTMENT OF COMMERCE CONTROL LIST

S. No. RS2 ECCNs Description

1. 0A606.b. Ground vehicles, parts and components, as follows:

1. Unarmed vehicles that are derived from civilian vehicles and that have all
of the following:

a. Manufactured of fitted with materials or components other than

reactive or electromagnetic armour to provide ballistic protection to
level III (National Institute of Justice Standard 0108.01, September
1985) or better;

b. A transmission to provide drive to both front and rear wheels

simultaneously, including those vehicles having additional wheels for
load bearing purposes whether driven or not;

c. Gross vehicles weight rating (GVWR) greater than 4,500 kg; and

d. Designed or modified for off-road use.

2. Parts and components having all of the following:

a. Specially designed for vehicles specified in paragraph b.1 of this

entry; and

b. Providing ballistic protection to level III (National Institute of Justice

Standard 0108.01, September 1985) or better

2. 0A918 Bayonets

3. 0E918 “Technology” for the “development”, “production” or “use” of bayonets.

4. 1A004 Protective and detection equipment and components, not specially designed for
military use, as follows (see List of Items Controlled).

a. Gas masks, filter canisters and decontamination equipment therefore

designed or modified for defence against any of the following, and
specially designed components therefor:

a.1. Biological agents ‘adapted for use in war’;

 a.2. Radioactive materials ‘adapted for use in war’;

a.3. Chemical warfare (CW) agents; or

a.4. ‘Riot control agents’,

b. Protective suits, gloves and shoes, specially designed or modified for

defense against any of the following:

b.1. Biological agents ‘adapted for use in war’;

b.2. Radioactive materials ‘adapted for use in war’; or

b.3. Chemical warfare (CW) agents;

c. Nuclear, biological and chemical (NBC) detection systems, specially

designed or modified for detection or identification of any of the following,
and specially designed components therefor:

c.1. Biological agents ‘adapted for use in war’;

c.2. Radioactive materials ‘adapted for use in war’; or

c.3. Chemical warfare (CW) agents;

d. Electronic equipment designed for automatically detecting or identifying

the presence of “explosives” residues and utilizing ‘trace detection’
techniques (e.g. Surface acoustic wave, ion mobility spectrometry,
differential mobility spectrometry, mass spectrometry).

5. 1D003 “Software” specially designed or modified to enable equipment to perform the

functions of equipment controlled under 1A004.c. and 1A004.d.

6. 1E001 “Technology” according to the General Technology Note for the “development” or
“production” of items controlled by 1A004.d.

7. 2A983 Explosives or detonator detection equipment, both bulk and trace based,
consisting of an automated device, or combination of devices for automated
decision making to detect the presence of different types of explosives, explosive
residue, or detonators; and parts and components, n.e.s.

8. 2A984 Concealed object detection equipment operating in the frequency range from 30
GHz to 3000 GHz and having a spatial resolution of 0.5 milliradian up to and
including 1 milliradian at a standoff distance of 100 meters; and parts and
components, not elsewhere specified.

9. 2B018 Equipment as follows:

Specialized machinery, equipment, gear and specially designed parts and

accessories therefor, including but not limited to the following, that are specially
designed for the examination, manufacture, testing and checking of arms,
appliances, machines and implements of war:
 a. Armor plate drilling machines, other than radial drilling machines;

b. Armor plate planing machines;

c. Armor plate quenching presses;

d. Centrifugal casting machines capable of casting tubes 6 feet (183 cm) or

more in length, with a wall thickness of 2 inches (5 cm) and over;

e. Gun barrel rifling and broaching machines, and tools therefor;

f. Gun barrel rifling machines;

g. Gun barrel trepanning machines;

h. Gun boring and turning machines;

i. Gun honing machines of 6 feet (183 cm) stroke or more;

j. Gun jump screw lathes;

k. Gun rifling machines;

l. Gun straightening presses;

m. Induction hardening machines for tank turret rings and sprockets;

n. Jigs and fixtures and other metal-working implements or accessories of

the kinds exclusively designed for use in the manufacture of firearms,
ordnance and other stores and appliances for land, sea or aerial warfare;

o. Small arms chambering machines;

p. Small arms deep hole drilling machines and drills therefor;

q. Small arms rifling machines;

r. Small arms spill boring machines;

s. Tank turret bearing grinding machines.

10. 2D983 Software specially designed or modified for the development, production, or use
of equipment controlled by 2A983.

11. 2D984 Software required for the development, production, or use of concealed object
detection equipment controlled by 2A984.

12. 2E983 Technology specially designed or modified for the development, production, or
use of equipment controlled by 2A983, or the development of software controlled
by 2D983.

13. 2E984 Technology required for the development, production, or use of equipment
controlled by 2A984 or required for the development of software controlled by
2D984.
14. 6A003.b.4.b Uncooled thermal imaging cameras

15. 6A998.c. Millimetre wave enhanced vision radar imaging systems specially designed for
rotary wing aircraft and having all of the following:

1. Operates at a frequency of 94 GHz;

2. An average output power of less than 20 mW;

3. Radar beam width of 1 degree; and

4. Operating range equal to or greater than 1500 m

16. 6A999.c. Seismic intrusion detection systems that detect, classify and determine the
bearing on the source of a detected signal.

17. 6D991 Software not elsewhere specified specially designed for the development,
production, or use of commodities controlled by 6A998.c.

18. 6D993.b. Software specially designed for seismic intrusion detection systems controlled by
6A999.c.

19. 9A515.e. Microelectronic circuits (e.g. integrated circuits and micro-circuits) that are rated,
certified, or otherwise specified or described as meeting or exceeding all the
following characteristics and that are specially designed for defence articles
controlled by Unites States Munitions List.

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