Single-Screw Extrusion
THE EXTRUDER CHARACTERISTIC
A. W. Birley, B. Haworth and J. Batchelor, Physics of Plastics:
Processing, Properties and Materials Engineering, Hanser
(1992) Chapter 4.
(on reserve in Deike Library)
Figure 1: Definitions of Symbols
Barrel Diameter D = 2R
Channel Depth H = R Ri
Screw Helix Angle
Screw Clearance h = R Ro
Screw Pitch B + b
Channel Width W
Screw Rotation Speed N (RPM)
Flight Width w
1
Single-Screw Extrusion
THE EXTRUDER CHARACTERISTIC
DRAG FLOW the Couette flow between the rotating
screw and the stationary barrel
Figure 2: Drag Flow Mechanism
Down Channel Velocity Component
Volumetric Flow Rate from Drag
Vz = V cos
QD = W
Z H
v(y)dy
(4.1)
(4.2)
For a Newtonian fluid, the velocity profile is linear:
v(y) = Vz
y
H
W Vz H
W Vz Z H
W Vz H 2
=
ydy =
QD =
H 0
H 2
2
(4.3)
Single-Screw Extrusion
THE EXTRUDER CHARACTERISTIC
Figure 3: Unrolled Single Turn of the Extruder Screw Helix
The tangential velocity at the barrel surface is determined
from the rotation speed of the screw:
(4.4)
V = DN
Down Channel Velocity Component
QD =
W HDN cos N
2
Vz = DN cos
(4.5)
(4.6)
The drag flow eectively pumps the polymer through the
extruder.
QD is proportional to the rotation speed N .
Proportionality constant only depends on screw geometry.
3
Single-Screw Extrusion
THE EXTRUDER CHARACTERISTIC
PRESSURE FLOW the Poiseuille flow suppressing
flow through the extruder
Extruders usually have some FLOW RESTRICTION (like a
die) at the end of the extruder. This creates a pressure gradient
along the screw that works against the flow through the screw:
QP =
W H 3 P
P
12 L
(4.7)
Again, the proportionality constant only depends on screw
geometry.
The NET VOLUMETRIC FLOW RATE is the sum:
(4.8)
Q = QD + QP
Example 1: OPEN DISCHARGE
No flow restriction at the end of the extruder (remove die)
QP = 0
and
Q = QD
Example 2: CLOSED DISCHARGE
No flow out of the extruder (plug die)
Q=0
and
QP = QD
P = N/
Single-Screw Extrusion
THE EXTRUDER CHARACTERISTIC
In general the die restricts the flow somewhat, but not
completely. Combining equations 4.6, 4.7, and 4.8, we get the
EXTRUDER CHARACTERISTIC:
Q = N
(4.13)
Figure 4: The Extruder Characteristic for a Newtonian Fluid is a
linear relation between Q and P .
y-axis intercept OPEN DISCHARGE (P = 0)
x-axis intercept CLOSED DISCHARGE (Q = 0)
More Flow Restriction
Larger Pressure (larger P )
Smaller Throughput (lower Q)
5
Single-Screw Extrusion
THE DIE CHARACTERISTIC
There is a simple relation between pressure drop and volumetric flow rate in the die.
Q=K
Circular Die:
K=
R4
8L
Slit Die:
(4.21)
Hagen-Poiseuille Law
K=
W H3
12L
Figure 5: The Operating Point is the Intersection of the Extruder
Characteristic and the Die Characteristic.
6
Single-Screw Extrusion
EFFECT OF PROCESS VARIABLES
Figure 6: (a) Eect of Screw Speed (N3 > N2 > N1 ).
(b) Eect of Screw Channel Depth (H1 > H2 )
and Metering Section Length (L2 > L1 ).
(c) Eect of Die Radius (R2 > R1 ).
(d) Eect of Viscosity (2 > 1).